{"id":7018,"date":"2023-02-24T10:41:23","date_gmt":"2023-02-24T09:41:23","guid":{"rendered":"https:\/\/www.gpbullhound.com\/?page_id=7018"},"modified":"2023-03-20T15:55:13","modified_gmt":"2023-03-20T14:55:13","slug":"regulatory","status":"publish","type":"page","link":"https:\/\/www.gpbullhound.com\/regulatory\/","title":{"rendered":"Regulatory"},"content":{"rendered":"
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Regulatory Registrations<\/p>\n<\/div> <\/div>\n <\/div>\n<\/div>\n\n<\/div>\n\n\n

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GP Bullhound Corporate Finance Limited<\/h2>\n\n\n\n

is authorised and regulated by the\u00a0Financial Conduct Authority<\/a>\u00a0(FCA). FCA regulate financial services firms and financial markets in the UK.

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GP Bullhound Asset Management Limited<\/h2>\n\n\n\n

is authorised and regulated by the\u00a0Financial Conduct Authority<\/a>\u00a0(FCA). FCA regulate financial services firms and financial markets in the UK.

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GP Bullhound Inc.<\/h2>\n\n\n\n

is a member of the Financial Industry Regulatory Authority (FINRA<\/a>). FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers.

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GP Bullhound Luxembourg S\u00e0rl<\/h2>\n\n\n\n

is authorised as an AIFM in Luxembourg by the\u00a0Commission de Surveillance du Secteur Financier<\/a>. It is a public institution which supervises, regulates, authorises, and informs the professionals and products of the Luxembourg financial sector.

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The contents of this document (the \u201cPresentation\u201d) shall not be deemed to be any form of offer or binding commitment on the part of the GP Bullhound Entity and is: (i) provided for use by the intended recipient(s) (\u201cRecipient\u201d) for information purposes only; and (ii) prepared on the basis that the Recipient is a Sophisticated Investor. This Presentation and its information and contents (\u201cInformation\u201d) are not intended for, and must not be used or relied upon by, private or retail investors in the UK, EU, United States of America or any other jurisdiction where access, use, reliance upon, or availability of this Presentation or the Information would be unlawful. No representation or warranty, express or implied, is or will be made in respect of the Information and no responsibility or liability is or will be accepted by the GP Bullhound Entity, its Affiliates, Associates, or agents. In particular, but without prejudice to the generality of the foregoing, no representation or warranty is given as to the accuracy, completeness or reasonableness of any projections, targets, estimates or forecasts contained in this Presentation or in such other written or oral information that may be provided by the GP Bullhound Entity from time to time. The Information has been prepared by the GP Bullhound Entity in good faith, but it has not been verified by an independent third party. All liability is expressly excluded to the fullest extent permitted by law. This Presentation may contain forward-looking statements (\u201cForward Looking Information\u201d), which is subject to inherent uncertainties and qualifications and which may be based on numerous assumptions. Forward Looking Information is provided for illustrative purposes only and is not intended to serve as, and must not be relied upon as, a guarantee, assurance, prediction, or definitive statement of fact or probability. Actual events and circumstances are difficult or impossible to predict and may differ significantly from assumptions and results described in such Forward Looking Information. Any past performance Information is provided for illustrative purposes only and is not a guide to future performance and the value of securities may fall as well as rise. In particular, investments in the technology sector may be subject to frequent fluctuations and can involve a high degree of risk and investors may not get back the full amount invested. This Presentation should not be construed in any circumstances as a solicitation, offer, or recommendation to acquire or dispose of any investment or to engage in any other transaction, or to provide any investment advice or service and you should not act or refrain from acting upon any Information without seeking appropriate professional advice. The Presentation and\/or Information must not be made available to, accessed, used, or relied upon by persons who are not Sophisticated Investors and any person who is not a Sophisticated Investor should return it immediately to the GP Bullhound Entity at its registered address and permanently erase any copy which is in its possession or control. This Presentation and any other information or opinions supplied or given to you by the GP Bullhound Entity constitutes confidential information. Neither the whole nor any part of the Information may be duplicated in any form or by any means. Neither should the Information, or any part thereof, be redistributed or disclosed to any third party without the prior written consent of the GP Bullhound Entity. If the Recipient wishes to engage the GP Bullhound Entity, separate documentation (including an engagement letter, offering documents, or marketing materials) and other information about the GP Bullhound Entity\u2019s financial products will be provided to the Recipient in due course. Definitions: (i) \u201cAffiliate\u201d means any entity that owns or controls, is owned or controlled by or is under common control or ownership with the GP Bullhound Entity; (ii) \u201cAssociates\u201d means in relation to an undertaking, its officers, directors, members and employees from time to time, any Affiliates and the officers, directors, members and employees from time to time of any Affiliates; (iii) \u201cGP Bullhound Entity\u201d means the Affiliate of GP Bullhound Corporate Finance Limited (with registered number 8879134) that has prepared and distributed this Presentation; and (iv) \u201cSophisticated Investor\u201d has the meaning given to \u201cprofessional clients\u201d in Annex II of Directive 2014\/65\/EU on markets in financial instruments or its equivalent elsewhere, with a high degree of financial sophistication and knowledge.\u00a0

If the GP Bullhound Entity is GP Bullhound Corporate Finance Ltd (with registered number 8879134) or GP Bullhound Asset Management Ltd (with company number 08869750), this paragraph shall apply. GP Bullhound Corporate Finance Ltd and GP Bullhound Asset Management Ltd are private limited companies registered in England and Wales, with registered numbers 08879134 and 08869750 (respectively), and are authorised and regulated by the Financial Conduct Authority. Any reference to a partner in relation to GP Bullhound Corporate Finance Ltd or GP Bullhound Asset Management Ltd is to a member of it (or any of its Affiliates) or an employee with equivalent standing and qualifications. A list of the members of GP Bullhound Corporate Finance Ltd and GP Bullhound Asset Management Ltd is available for inspection at its registered office: 78 St. James’s Street, London, England, SW1A 1JB.\u00a0

If the GP Bullhound Entity is GP Bullhound Inc., this paragraph shall apply. This Presentation is distributed to US persons by GP Bullhound Inc. a broker-dealer registered with the SEC and a member of the FINRA. GP Bullhound Inc. is an Affiliate of GP Bullhound Corporate Finance Ltd. All investments bear certain material risks that should be considered in consultation with an investor\u2019s financial, legal and tax advisors. GP Bullhound Inc. engages in private placement and mergers and acquisitions advisory activities with clients and counterparties in the Technology and CleanTech sectors.
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Key documents<\/a><\/div>\n<\/div>\n\n\n
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AIFM Policies and SFDR disclosure<\/div><\/div>\n
Additional information about how the AIFM has integrated sustainability can be found here.<\/div>\n
View document<\/a><\/div>\n<\/div> <\/div>\n<\/div>\n\n<\/div>","protected":false},"excerpt":{"rendered":"

The contents of this document (the \u201cPresentation\u201d) shall not be deemed to be any form of offer or binding commitment on the part of the GP Bullhound Entity and is: (i) provided for use by the intended recipient(s) (\u201cRecipient\u201d) for information purposes only; and (ii) prepared on the basis that the Recipient is a Sophisticated […]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"_relevanssi_hide_post":"","_relevanssi_hide_content":"","_relevanssi_pin_for_all":"","_relevanssi_pin_keywords":"","_relevanssi_unpin_keywords":"","_relevanssi_related_keywords":"","_relevanssi_related_include_ids":"","_relevanssi_related_exclude_ids":"","_relevanssi_related_no_append":"","_relevanssi_related_not_related":"","_relevanssi_related_posts":"15538","_relevanssi_noindex_reason":"","footnotes":""},"class_list":["post-7018","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/pages\/7018"}],"collection":[{"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/comments?post=7018"}],"version-history":[{"count":10,"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/pages\/7018\/revisions"}],"predecessor-version":[{"id":8229,"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/pages\/7018\/revisions\/8229"}],"wp:attachment":[{"href":"https:\/\/www.gpbullhound.com\/wp-json\/wp\/v2\/media?parent=7018"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}